Key Deliverables
Virtual Compliance Officer

• Design and implementation of a comprehensive compliance management framework.
• Development and periodic review of compliance policies, procedures, and operational manuals.
• Periodic compliance risk assessments and monitoring activities.
• Preparation of compliance dashboards and reports for senior management and boards.
• Completion of regulatory compliance questionnaires and KYC due diligence requests.
• Due diligence reviews of partners, customers, and third-party service providers.
• Liaison with regulatory authorities and supervisory bodies.
• Coordination of regulatory audits, supervisory reviews, and inquiries.
• Investigation and remediation of compliance breaches, incidents, and regulatory findings.
• Establishment of whistleblowing, ethics, and compliance reporting frameworks.
• Support implementation of compliance technology and automation tools.
• Conduct compliance effectiveness reviews.
• Deliver periodic compliance training and awareness programs.